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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2013
Jan 22, 2013
10420_dirs_2013-01-22_53df34f4-b3f7-41e8-8f13-d32612c2a3cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2013-01-18
Reporting Person: Gingrich James A (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-18 | units rep. assignments of beneficial owner. of lp interests | A | 155968 | $19.972 | Acquired | 415397 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Holding Units | 93270 | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units").
F2: The price set forth in the table is the average of the closing prices of a Holding Unit as reported for New York Stock Exchange composite transactions for the five business day period that commenced on January 14, 2013 and concluded on January 18, 2013. The Compensation Committee of the Board of Directors granted the award at a regular meeting duly called and held on December 3, 2012. This form was not filed within 48 hours of grant date because the Holding Unit value was not calculated until January 18, 2013.
F3: Reporting Person's 2012 incentive compensation award was made in the form of Holding Units. He therefore may be deemed to have acquired 155,968 Holding Units. These Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are distributed to the Reporting Person. The award vests, subject to various agreements and restrictive covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2013, 2014, 2015 and 2016.