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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2013
May 22, 2013
10420_dirs_2013-05-22_be151516-5505-4e40-bb95-1d95d24bef99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2013-05-20
Reporting Person: CONDRON CHRISTOPHER M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-20 | units rep. assignments of beneficial owner. of lp interests | A | 2270 | $26.44 | Acquired | 54145 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-20 | Holding Units (right to buy) | $26.44 | A | 10639 | Acquired | 2023-05-20 | Holding Units (10639) | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units").
F2: Reporting Person was awarded 2,270 restricted Holding Units under the AllianceBernstein 2010 Long Term Incentive Plan, as amended. Restrictions lapse on all 2,270 Holding Units on May 20, 2016.
F3: Reporting Person was awarded 10,639 options to buy Holding Units under the AllianceBernstein 2010 Long Term Incentive Plan, as amended. The options vest in equal increments on each of May 20, 2014, 2015 and 2016.