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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2013
Jun 4, 2013
10420_dirs_2013-06-04_ef492186-b6ba-46df-8e0c-83cdaf1fa4d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2013-06-04
Reporting Person: SLUTSKY LORIE A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-04 | units rep. assignments of beneficial owner. of lp interests | M | 3112 | $18.27 | Acquired | 19942 | Direct |
| 2013-06-04 | Holding Units | S | 3112 | $24.935 | Disposed | 16830 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-04 | Holding Units (right to buy) | $18.27 | M | 3112 | Disposed | 2019-05-21 | Holding Units (3112) | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units").
F2: Reporting Person sold 3,112 Holding Units at prices ranging from $24.931 to $24.937. The price set forth in the table is the weighted average of her sales at these prices.
F3: The option vested in thirds on each of May 21, 2010, 2011 and 2012.
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