Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ALLIANCEBERNSTEIN HOLDING L.P. Director's Dealing 2012

May 17, 2012

10420_dirs_2012-05-17_b2614197-c070-4cbf-b9db-6b6ed6117ff1.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2012-05-15

Reporting Person: SLUTSKY LORIE A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-05-15 units rep. assignments of beneficial owner. of lp interests A 4116 $14.58 Acquired 12291 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-05-15 Holding Unit Option (right to buy) $14.58 A 16349 Acquired 2022-05-15 Holding Units (16349) Direct

Footnotes

F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units").

F2: Reporting Person was awarded 4,116 restricted Holding Units under the AllianceBernstein 2010 Long Term Incentive Plan, as amended. Restrictions lapse on all 4,116 Holding Units on May 15, 2015.

F3: The option vests in equal increments on each of May 15, 2013, 2014 and 2015.