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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2012
May 17, 2012
10420_dirs_2012-05-17_b2614197-c070-4cbf-b9db-6b6ed6117ff1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2012-05-15
Reporting Person: SLUTSKY LORIE A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-15 | units rep. assignments of beneficial owner. of lp interests | A | 4116 | $14.58 | Acquired | 12291 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-15 | Holding Unit Option (right to buy) | $14.58 | A | 16349 | Acquired | 2022-05-15 | Holding Units (16349) | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units").
F2: Reporting Person was awarded 4,116 restricted Holding Units under the AllianceBernstein 2010 Long Term Incentive Plan, as amended. Restrictions lapse on all 4,116 Holding Units on May 15, 2015.
F3: The option vests in equal increments on each of May 15, 2013, 2014 and 2015.
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