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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2011
Dec 27, 2011
10420_dirs_2011-12-27_910339d5-9a10-40bd-8ba0-65bba13f60aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2011-05-11
Reporting Person: TOBIN PETER J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-11 | units rep. assignments of beneficial owner. of lp interests | A | 2759 | $21.75 | Acquired | 7387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-11 | Holding Unit option (right to buy) | $21.75 | A | 10034 | Acquired | 2021-05-11 | Holding Units (10034) | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units").
F2: Reporting Person was awardded 2,759 restricted Holding Units under the AllianceBernstein 2010 Long Term Incentive Plan. Restrictions lapse on all 2,759 Holding Units on May 11, 2014.
F3: The option vests in thirds on each of May 11, 2012, 2013 and 2014.
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