ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2020

Dec 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2020-12-17

Reporting Person: WYNNE THOMAS M (Senior Vice President and COO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-18	Restricted unit	$	J	34890	Disposed		Common unit (34890)	Direct
2020-12-17	Restricted unit	$	A	38849	Acquired		Common unit (38849)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common units	774894.9292	Direct
Common units	99745	Indirect
Common units	251291	Indirect

Footnotes

F1: 1 for 1

F2: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated.

F3: Not applicable

F4: Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.

F5: Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust.

F6: Units held by Wynne Family LP.

F7: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units.