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ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2019
May 17, 2019
31325_dirs_2019-05-17_d18193fc-47ad-41d1-9687-c8759e218d6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2019-05-15
Reporting Person: WESLEY CHARLES R (Director, Executive Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-15 | Phantom unit | $ | A | 3296 | Acquired | Common unit (3296) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common unit | 1035728 | Direct |
| Common unit | 635618 | Indirect |
| Common unit | 167116 | Indirect |
| Common unit | 1035729 | Indirect |
| Common unit | 715506 | Indirect |
| Common unit | 715506 | Indirect |
Footnotes
F1: 1 for 1.
F2: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3: Not applicable.
F4: Units held by the Charles Wesley Revocable Trust U/A dated 3/28/2006, which Charles R. Wesley III is trustee.
F5: Units held by the Wesley Family LP, which Charles R. Wesley III is trustee.
F6: Units held by the Charles R. Wesley Family Trust Irrevocable Trust Agreement, which Nancy Wesley is trustee.
F7: Units held by the Nancy Wesley Revocable Trust U/A dated 03/28/2006, which Nancy Wesley is trustee.
F8: Units held by the Charles Wesley 2016 Retained Annuity Trust, which Jeffrey Burns is trustee.
F9: Units held by the Nancy Wesley 2016 Retained Annuity Trust, which Jeffrey Burns is trustee.