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ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2017
Nov 16, 2017
31325_dirs_2017-11-16_1104564d-9ac4-4938-8b70-3dfbd24002fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2017-11-14
Reporting Person: CRAFT JOSEPH W III (Director, President and Chief Executive, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-14 | Phantom unit | $ | A | 5416 | Acquired | Common unit (5416) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Unit | 87188338 | Indirect |
| Common Unit | 7181 | Indirect |
| Common Unit | 357452 | Direct |
| Common Unit | 2000 | Indirect |
Footnotes
F1: 1 for 1
F2: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3: Not applicable
F4: Mr. Craft indirectly wholly owns Alliance GP, LLC, the general partner of Alliance Holdings GP, L.P. ("AHGP"), which wholly owns MGP II, LLC ("MGP II"), the owner of 56,100,000 common units of ARLP, and directly owns 31,088,338 common units of ARLP. Mr. Craft and Kathleen S. Craft jointly own Alliance Resource GP, LLC ("SGP"). Mr. Craft disclaims beneficial ownership of the common units of ARLP held by AHGP, MGP II and SGP except to the extent of his pecuniary interest therein.