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ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2016
Feb 8, 2016
31325_dirs_2016-02-08_82149307-b660-4c02-9519-6aa9e1f54e21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2016-02-04
Reporting Person: CRAFT JOSEPH W III (Director, President and Chief Executive, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-04 | Restricted Unit | $ | A | 78555 | Acquired | Common unit (78555) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Unit | 714902 | Direct |
| Common Unit | 2000 | Indirect |
| Common Unit | 31088338 | Indirect |
Footnotes
F1: The restricted units will vest on January 1, 2019 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.
F2: 1 for 1
F3: Not applicable
F4: The reporting person indirectly holds 31,088,338 Common Units of ARLP though Alliance Holdings GP, L.P. ("AHGP"). Craft is a director, and through his ownership of C-Holdings, LLC, the sole owner of Alliance GP, LLC, the general partner of AHGP, and holds, directly or indirectly, a majority of the outstanding AHGP Common Units. AHGP owns 41.90% of the Common Units of ARLP. Craft disclaims beneficial ownership of the Common Units of ARLP held by AHGP except to the extent of his pecuniary interest therein.