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ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2016
Feb 16, 2016
31325_dirs_2016-02-16_f0e59f9e-ac6f-402e-926b-fd2a2f548d37.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2016-02-11
Reporting Person: SACHSE ROBERT G (Excutive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-11 | Common unit | M | 18166 | — | Acquired | 98889 | Direct |
| 2016-02-11 | Common unit | F | 6150 | $12.38 | Disposed | 92739 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-12 | Phantom unit | $ | A | 1208 | Acquired | Common unit (1208) | Direct | |
| 2016-02-11 | Restricted unit | $ | M | 18166 | Disposed | Common units (18166) | Direct |
Footnotes
F1: 1 for 1
F2: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3: Not applicable
F4: On January 22, 2016, our Compensation Committee determined that the vesting requirements for the 2013 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2016 and subsequently issued on February 11, 2016 based upon an ARLP unit price of $12.38.
F5: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $12.38.