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ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2016
Feb 16, 2016
31325_dirs_2016-02-16_3a8931f7-a9c4-4800-87f5-edaf18c6667e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2016-02-11
Reporting Person: WYNNE THOMAS M (Senior Vice President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-11 | Common unit | M | 20666 | — | Acquired | 56227.9292 | Direct |
| 2016-02-11 | Common units | F | 7494 | $12.38 | Disposed | 48733.9292 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-12 | Phantom unit | $ | A | 947 | Acquired | Common unit (947) | Direct | |
| 2016-02-11 | Restricted units | $ | M | 20666 | Disposed | Common units (20666) | Direct |
Footnotes
F1: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination
F2: 1 for 1
F3: Not applicable
F4: On January 22, 2016, our Compensation Committee determined that the vesting requirements for the 2013 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2016 and subsequently issued on February 11, 2016 based upon an ARLP unit price of $12.38.
F5: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $12.38.