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ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2016
Feb 24, 2016
31325_dirs_2016-02-24_ab1560a8-a7b2-448a-9741-2521c4c3b814.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2011-11-10
Reporting Person: CRAFT JOSEPH W III (Director, President and Chief Executive, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-10 | Common Unit | S | 357450 | $36.895 | Disposed | 357452 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-14 | Phantom unit | $ | A | 1616 | Acquired | Common unit (1616) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Unit | 2000 | Indirect |
| Common Unit | 31088338 | Indirect |
Footnotes
F1: The Phantom units are to be settled in cash upon the reporting person's death or termination.
F2: 1 for 1
F3: Not applicable
F4: The reporting person indirectly holds 31,088,338 Common Units of ARLP though Alliance Holdings GP, L.P. ("AHGP"). Mr. Craft is a director, and through his ownership of C-Holdings, LLC, the sole owner of Alliance GP, LLC, the general partner of AHGP., and holds, directly or indirectly, a majority of the outstanding AHGP Common Units. Mr. Craft disclaims beneficial ownership of the Common Units of ARLP held by AHGP except to the extent of his pecuniary interest therein.
F5: Represents units transferred to Mr. Craft's ex-spouse pursuant to a divorce decree. The securities owned by the ex-spouse are not beneficially owned by Mr. Craft.
F6: The disposition of these units were omitted from Mr. Craft's Form 4 filed on November 14, 2011, and also were omitted from 22 Forms 4 filed by Mr. Craft after his November 14, 2011 Form 4 was filed.
F7: The units have been adjusted to reflect a unit split that occurred on June 16, 2014.
F8: This price has been adjusted to reflect a unit split that occurred on June 16, 2014.