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ALLIANCE RESOURCE PARTNERS LP Director's Dealing 2016

Aug 12, 2016

31325_dirs_2016-08-12_1d9e3610-b7ec-4382-852b-fe8b1c6731f4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2016-08-12

Reporting Person: CRAFT JOSEPH W III (Director, President and Chief Executive, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-12 Phantom unit $ A 4253 Acquired Common unit (4253) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Unit 357452 Direct
Common Unit 2000 Indirect
Common Unit 31088338 Indirect

Footnotes

F1: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F2: 1 for 1

F3: Not applicable

F4: The reporting person indirectly holds 31,088,338 Common Units of ARLP though Alliance Holdings GP, L.P. ("AHGP"). Craft is a director, and through his ownership of C-Holdings, LLC, the sole owner of Alliance GP, LLC, the general partner of AHGP, and holds, directly or indirectly, a majority of the outstanding AHGP Common Units. AHGP owns 41.8% of the Common Units of ARLP. Craft disclaims beneficial ownership of the Common Units of ARLP held by AHGP except to the extent of his pecuniary interest therein.