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ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2015
Feb 13, 2015
31325_dirs_2015-02-13_63ea0c64-ea45-4a88-9dac-578f07699a98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2015-02-11
Reporting Person: CANTRELL BRIAN L (Senior VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-11 | Common Unit | M | 9524 | — | Acquired | 82968 | Direct |
| 2015-02-11 | Common unit | F | 3202 | $36.44 | Disposed | 79766 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-13 | Phantom unit | $ | A | 187 | Acquired | Common Unit (187) | Direct | |
| 2015-02-11 | Restricted unit | $ | M | 9524 | Disposed | Comon units (9524) | Direct |
Footnotes
F1: 1 for 1
F2: Not applicable
F3: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F4: On January 26, 2015, our Compensation Committee determined that the vesting requirements for the 2012 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2015 and subsequently issued on February 11, 2015 based upon an ARLP unit price of $36.44.
F5: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $36.44.