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ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2013
Feb 19, 2013
31325_dirs_2013-02-19_d0220f76-5119-438e-b274-27867de84fca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2013-02-14
Reporting Person: SACHSE ROBERT G (Excutive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-15 | Common unit | M | 8864 | — | Acquired | 35679 | Direct |
| 2013-02-15 | Common unit | F | 2931 | $63.20 | Disposed | 32748 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-14 | Phantom unit | $ | A | 107 | Acquired | Common unit (107) | Direct | |
| 2013-02-15 | Restricted unit | $ | M | 8864 | Disposed | Common units (8864) | Direct |
Footnotes
F1: 1 for 1
F2: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3: Not applicable
F4: On January 23, 2013, our Compensation Committee determined that the vesting requirements for the 2010 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2013 and subsequently issued on February 15, 2013 based upon an ARLP unit price of $63.20.
F5: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $63.20.