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ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2013
Feb 19, 2013
31325_dirs_2013-02-19_b352a9a7-d298-4eca-a432-4c9de5e16cd0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2013-02-14
Reporting Person: MARSHALL CARY P (VP Corporate Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-15 | Common unit | M | 3121 | — | Acquired | 16046 | Direct |
| 2013-02-15 | Common unit | F | 1081 | $63.20 | Disposed | 14965 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-14 | Phantom unit | $ | A | 128 | Acquired | Common unit (128) | Direct | |
| 2013-02-15 | Restricted units | $ | M | 3121 | Disposed | Common units (3121) | Direct |
Footnotes
F1: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F2: 1 for 1
F3: Not applicable
F4: On January 23, 2013, our Compensation Committee determined that the vesting requirements for the 2010 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2013 and subsequently issued on February 15, 2013 based upon an ARLP unit price of $63.20.
F5: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $63.20.