Major Shareholding Notification • Jan 7, 2016
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 1796L
Alliance Pharma PLC
07 January 2016
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Alliance Pharma Plc | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | ü | |||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | ||||
| 3. Full name of person(s) subject to the notification obligation: |
FMR LLC | |||
| 4. Full name of shareholder(s) (if different from 3.): | See Section 9 | |||
| 5. Date of the transaction and date on which the threshold is crossed or reached: |
5th January 2016 | |||
| 6. Date on which issuer notified: | 6th January 2016 | |||
| 7. Threshold(s) that is/are crossed or reached: |
6% | |||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | ||||||||||||
| Indirect | Direct | Indirect | Direct | Indirect | ||||||||||||
| GB0031030819 | 27,557,843 | 27,557,843 | 28,657,843 | 28,657,843 | 6.12% | |||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | |||||||||||
| Nominal | Delta | |||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 28,657,843 | 6.12 | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
| Controlled Undertaking | Percentage Holding |
| FMR (JP) LTD-FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | 0.80 |
| FMRC-FMR CO., INC | 5.19 |
| PGALLC-PYRAMIS GLOBAL ADVISORS, LLC | 0.02 |
| PYRAMIS GLOBAL-PYRAMIS GLOBAL ADVISORS TRUST COMPANY | 0.11 |
| Grand Total | 6.12 |
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will acquire:
12. Date on which proxy holder will acquire voting rights:
13. Additional information:
A threshold crossing by a controlled undertaking.
14. Contact name:
Sally- Ann Hatton
15. Contact telephone number:
[email protected], 01737 837148
This information is provided by RNS
The company news service from the London Stock Exchange
END
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