Major Shareholding Notification • Dec 17, 2015
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 4647J
Alliance Pharma PLC
17 December 2015
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
ALLIANCE PHARMA PLC | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | √ | |||
| Other (please specify): | Placing shares and exercise of broker's option | √ | ||
| 3. Full name of person(s) subject to the notification obligation: |
NIGEL WRAY | |||
| 4. Full name of shareholder(s) (if different from 3.): | PERSHING NOMINEES LIMITED ROY NOMINEES LIMITED |
|||
| 5. Date of the transaction and date on which the threshold is crossed or reached: |
17 December 2015 | |||
| 6. Date on which issuer notified: | 17 December 2015 | |||
| 7. Threshold(s) that is/are crossed or reached: |
7% | |||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | ||||||||||||
| Direct | Direct | Indirect | Direct | Indirect | ||||||||||||
| Ordinary shares GB0031030819 | 37,376,510 | 37,376,510 | 15,511,922 | 15,511,922 | 21,864,588 | 3.31% | 4.67% | |||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | |||||||||||
| Nominal | Delta | |||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 37,376,510 | 7.98% | |||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
||
| Nigel William Wray has a beneficial interest in shares in Alliance Pharma Plc held by the following nominees Pershing Nominees Limited 15,511,922 The family of Nigel Wray maintains a beneficial interest in the shares held by Roy Nominees Limited - 21,864,588 |
||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | N/A | |
| 11. Number of voting rights proxy holder will cease to hold: | N/A | |
| 12. Date on which proxy holder will cease to hold voting rights: | N/A | |
| 13. Additional information: | Figures are based on a total number of voting rights of 468,179,146 |
|
| 14. Contact name: | Nigel Wray | |
| 15. Contact telephone number: | 020 7647 7647 | |
This information is provided by RNS
The company news service from the London Stock Exchange
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