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ALLETE INC — Director's Dealing 2011
Sep 1, 2011
31193_dirs_2011-09-01_c17c89bc-9a18-4bb5-9bda-390a44fdbadf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLETE INC (ALE)
CIK: 0000066756
Period of Report: 2011-08-31
Reporting Person: SCHOBER MARK A (Senior VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-31 | Common Stock | M | 4413 | $29.79 | Acquired | 20960.66 | Direct |
| 2011-08-31 | Common Stock | M | 2207 | $23.79 | Acquired | 23167.67 | Direct |
| 2011-08-31 | Common Stock | S | 700 | $39.03 | Disposed | 22467.67 | Direct |
| 2011-08-31 | Common Stock | S | 600 | $39.04 | Disposed | 21867.67 | Direct |
| 2011-08-31 | Common Stock | S | 1182 | $39.05 | Disposed | 20685.67 | Direct |
| 2011-08-31 | Common Stock | S | 2000 | $39.06 | Disposed | 18685.67 | Direct |
| 2011-08-31 | Common Stock | S | 1100 | $39.07 | Disposed | 17585.67 | Direct |
| 2011-08-31 | Common Stock | S | 100 | $39.10 | Disposed | 17485.67 | Direct |
| 2011-08-31 | Common Stock | S | 200 | $39.11 | Disposed | 17285.67 | Direct |
| 2011-08-31 | Common Stock | S | 700 | $39.13 | Disposed | 16585.67 | Direct |
| 2011-08-31 | Common Stock | S | 38 | $39.15 | Disposed | 16547.67 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-31 | Employee Stock Option (right-to-buy) | $29.79 | M | 4413 | Disposed | 2012-01-02 | Common Stock (4413) | Direct |
| 2011-08-31 | Employee Stock Option (right-to-buy) | $23.79 | M | 2207 | Disposed | 2013-02-03 | Common Stock (2207) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12390.55 | Indirect |
| Common Stock | 118.26 | Indirect |
Footnotes
F1: Includes shares acquired in exempt transactions under ALLETE's employee stock purchase plan and pursuant to the dividend equivalent feature of restricted stock grants under ALLETE's executive long term incentive compensation plan, all based on plan information available as of August 1, 2011.
F2: Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of August 1, 2011.
F3: The option vested in three equal installments on January 2, 2003, January 2, 2004 and January 2, 2005, respectively.
F4: The option vested in three equal installments on February 3, 2004, February 3, 2005 and February 3, 2006, respectively.