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ALLETE INC — Director's Dealing 2008
Nov 17, 2008
31193_dirs_2008-11-17_85343ee8-5b7d-40fc-8051-bde1ff5a7961.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ALLETE INC (ALE)
CIK: 0000066756
Period of Report: 2008-11-10
Reporting Person: MAYER GEORGE L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-11-10 | Common Stock | M | 1293 | $27.40 | Acquired | 21645.92 | Direct |
| 2008-11-10 | Common Stock | M | 1293 | $29.79 | Acquired | 22938.92 | Direct |
| 2008-11-10 | Common Stock | M | 1293 | $26.91 | Acquired | 24231.92 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-11-10 | Stock Option (Right to Buy) | $27.40 | M | 1293 | Disposed | 2011-01-02 | Common Stock (1293) | Direct |
| 2008-11-10 | Stock Option (Right to Buy) | $29.79 | M | 1293 | Disposed | 2012-01-02 | Common Stock (1293) | Direct |
| 2008-11-10 | Stock Option (Right to Buy) | $26.91 | M | 1293 | Disposed | 2013-01-02 | Common Stock (1293) | Direct |
Footnotes
F1: The acquisition of these shares was inadvertantly ommitted from the direct holdings (Table 1) in the reporting person's original Form 4. The material terms of the acquisitions, however, were provided in the Table II disclosures of the original Form 4.
F2: Includes shares acquired in exempt transactions under the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan and is based on plan information available as of November 1, 2008.
F3: This option was previously reported as covering 1,500 shares at an exercise price of $23.63 per share, but was adjusted to reflect the spin off of ALLETE's subsidiary, ADESA, Inc., and the reverse stock split on September 20, 2004.
F4: The option vested 50% on January 2, 2002, and 50% on January 2, 2003.
F5: This option was previously reported as covering 1,500 shares at an exercise price of $25.68 per share, but was adjusted to reflect the spin off of ALLETE's subsidiary, ADESA, Inc., and the reverse stock split on September 20, 2004.
F6: The option vested 50% on January 2, 2003, and 50% on January 2, 2004.
F7: This option was previously reported as covering 1,500 shares at an exercise price of $23.20 per share, but was adjusted to reflect the spin off of ALLETE's subsidiary, ADESA, Inc., and the reverse stock split on September 20, 2004.
F8: The option vested 50% on January 2, 2004, and 50% on January 2, 2005.