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Allbirds, Inc. — Director's Dealing 2021
Nov 2, 2021
34618_dirs_2021-11-02_994c4320-7774-4e04-b12f-be34d3e5364c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Allbirds, Inc. (BIRD)
CIK: 0001653909
Period of Report: 2021-11-02
Reporting Person: Brown Timothy O. (Director, Co-Chief Executive Officer, 10% Owner)
Reporting Person: Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | Class A Common Stock (13330925) | Indirect | ||
| Class B Common Stock | $0.00 | Class A Common Stock (664330) | Indirect | ||
| Class B Common Stock | $0.00 | Class A Common Stock (664330) | Indirect | ||
| Stock Option (Right to Buy) | $5.092 | 2029-10-08 | Class B Common Stock (625000) | Direct |
Footnotes
F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.
F2: Shares are held of record by Timothy O. Brown and Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.
F3: Shares are held of record by Timothy O. Brown, as Trustee of The Timothy Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person is trustee and has voting and investment power over such shares.
F4: Shares are held of record by Lindsay T. Brown, as Trustee of The Lindsay Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person's spouse is trustee and may be deemed to share voting and investment power over such shares.
F5: Option vests in 48 equal monthly installments measured from September 1, 2019, subject to the Reporting Person's Continuous Service (as defined in the Issuer's
the 2015 Equity Incentive Plan) on each such vesting date.