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Allbirds, Inc. — Director's Dealing 2021
Nov 8, 2021
34618_dirs_2021-11-08_45fe3e0f-e6c7-402c-8352-fcfb09fc4279.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Allbirds, Inc. (BIRD)
CIK: 0001653909
Period of Report: 2021-11-05
Reporting Person: BOYCE RICHARD W (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-05 | Series Seed Preferred Stock | $ | C | 171350 | Disposed | Class B Common Stock (171350) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 171350 | Acquired | Class A Common Stock (171350) | Indirect | |
| 2021-11-05 | Series A Preferred Stock | $ | C | 833640 | Disposed | Class B Common Stock (833640) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 833640 | Acquired | Class A Common Stock (833640) | Indirect | |
| 2021-11-05 | Series B Preferred Stock | $ | C | 25780 | Disposed | Class B Common Stock (25780) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 25780 | Acquired | Class A Common Stock (25780) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (772725) | 772725 | Direct |
Footnotes
F1: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.
F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.
F3: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.