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Allbirds, Inc. Director's Dealing 2021

Nov 8, 2021

34618_dirs_2021-11-08_aa988041-d4a4-4bb7-af12-5dbb5e8a7738.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Allbirds, Inc. (BIRD)
CIK: 0001653909
Period of Report: 2021-11-05

Reporting Person: LEVITAN DAN (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-05 Class A Common Stock C 1439281 $0.00 Acquired 1439281 Indirect
2021-11-05 Class A Common Stock S 1439281 $15.00 Disposed 0 Indirect
2021-11-05 Class A Common Stock C 382269 $0.00 Acquired 382269 Indirect
2021-11-05 Class A Common Stock S 382269 $15.00 Disposed 0 Indirect
2021-11-05 Class A Common Stock C 178450 $0.00 Acquired 178450 Indirect
2021-11-05 Class A Common Stock S 178450 $15.00 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-05 Series Seed Preferred Stock $ C 290625 Disposed Class B Common Stock (290625) Indirect
2021-11-05 Class B Common Stock $ C 290625 Acquired Class A Common Stock (290625) Indirect
2021-11-05 Series A Preferred Stock $ C 12632840 Disposed Class B Common Stock (12632840) Indirect
2021-11-05 Class B Common Stock $ C 12632840 Acquired Class A Common Stock (12632840) Indirect
2021-11-05 Class B Common Stock $ C 1439281 Disposed Class A Common Stock (1439281) Indirect
2021-11-05 Series Seed Preferred Stock $ C 29165 Disposed Class B Common Stock (29165) Indirect
2021-11-05 Class B Common Stock $ C 29165 Acquired Class A Common Stock (29165) Indirect
2021-11-05 Series A Preferred Stock $ C 4141475 Disposed Class B Common Stock (4141475) Indirect
2021-11-05 Class B Common Stock $ C 4141475 Acquired Class A Common Stock (4141475) Indirect
2021-11-05 Class B Common Stock $ C 382269 Disposed Class A Common Stock (382269) Indirect
2021-11-05 Series Seed Preferred Stock $ C 35925 Disposed Class B Common Stock (35925) Indirect
2021-11-05 Class B Common Stock $ C 35925 Acquired Class A Common Stock (35925) Indirect
2021-11-05 Series A Preferred Stock $ C 1568030 Disposed Class B Common Stock (1568030) Indirect
2021-11-05 Class B Common Stock $ C 1568030 Acquired Class A Common Stock (1568030) Indirect
2021-11-05 Class B Common Stock $ C 178450 Disposed Class A Common Stock (178450) Indirect

Footnotes

F1: Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares.

F2: Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares.

F3: Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares.

F4: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.