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Allbirds, Inc. — Director's Dealing 2021
Nov 8, 2021
34618_dirs_2021-11-08_aa988041-d4a4-4bb7-af12-5dbb5e8a7738.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Allbirds, Inc. (BIRD)
CIK: 0001653909
Period of Report: 2021-11-05
Reporting Person: LEVITAN DAN (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-05 | Class A Common Stock | C | 1439281 | $0.00 | Acquired | 1439281 | Indirect |
| 2021-11-05 | Class A Common Stock | S | 1439281 | $15.00 | Disposed | 0 | Indirect |
| 2021-11-05 | Class A Common Stock | C | 382269 | $0.00 | Acquired | 382269 | Indirect |
| 2021-11-05 | Class A Common Stock | S | 382269 | $15.00 | Disposed | 0 | Indirect |
| 2021-11-05 | Class A Common Stock | C | 178450 | $0.00 | Acquired | 178450 | Indirect |
| 2021-11-05 | Class A Common Stock | S | 178450 | $15.00 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-05 | Series Seed Preferred Stock | $ | C | 290625 | Disposed | Class B Common Stock (290625) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 290625 | Acquired | Class A Common Stock (290625) | Indirect | |
| 2021-11-05 | Series A Preferred Stock | $ | C | 12632840 | Disposed | Class B Common Stock (12632840) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 12632840 | Acquired | Class A Common Stock (12632840) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 1439281 | Disposed | Class A Common Stock (1439281) | Indirect | |
| 2021-11-05 | Series Seed Preferred Stock | $ | C | 29165 | Disposed | Class B Common Stock (29165) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 29165 | Acquired | Class A Common Stock (29165) | Indirect | |
| 2021-11-05 | Series A Preferred Stock | $ | C | 4141475 | Disposed | Class B Common Stock (4141475) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 4141475 | Acquired | Class A Common Stock (4141475) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 382269 | Disposed | Class A Common Stock (382269) | Indirect | |
| 2021-11-05 | Series Seed Preferred Stock | $ | C | 35925 | Disposed | Class B Common Stock (35925) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 35925 | Acquired | Class A Common Stock (35925) | Indirect | |
| 2021-11-05 | Series A Preferred Stock | $ | C | 1568030 | Disposed | Class B Common Stock (1568030) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 1568030 | Acquired | Class A Common Stock (1568030) | Indirect | |
| 2021-11-05 | Class B Common Stock | $ | C | 178450 | Disposed | Class A Common Stock (178450) | Indirect |
Footnotes
F1: Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares.
F2: Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares.
F3: Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares.
F4: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.
F5: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.