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Allbirds, Inc. — Director's Dealing 2021
Nov 8, 2021
34618_dirs_2021-11-08_3a9d8df8-a20c-4318-ac60-d05ec69f29ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Allbirds, Inc. (BIRD)
CIK: 0001653909
Period of Report: 2021-11-05
Reporting Person: Maveron Equity Partners V, L.P. (10% Owner)
Reporting Person: MEP Associates V, L.P. (10% Owner)
Reporting Person: Maveron V Entrepreneurs' Fund, L.P. (10% Owner)
Reporting Person: Maveron General Partner V, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-05 | Class A Common Stock | C | 1439281 | $0.00 | Acquired | 1439281 | Direct |
| 2021-11-05 | Class A Common Stock | S | 1439281 | $15.00 | Disposed | 0 | Direct |
| 2021-11-05 | Class A Common Stock | C | 382269 | $0.00 | Acquired | 382269 | Direct |
| 2021-11-05 | Class A Common Stock | S | 382269 | $15.00 | Disposed | 0 | Direct |
| 2021-11-05 | Class A Common Stock | C | 178450 | $0.00 | Acquired | 178450 | Direct |
| 2021-11-05 | Class A Common Stock | S | 178450 | $15.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-05 | Series Seed Preferred Stock | $ | C | 290625 | Disposed | Class B Common Stock (290625) | Direct | |
| 2021-11-05 | Class B Common Stock | $ | C | 290625 | Acquired | Class A Common Stock (290625) | Direct | |
| 2021-11-05 | Series A Preferred Stock | $ | C | 12632840 | Disposed | Class B Common Stock (12632840) | Direct | |
| 2021-11-05 | Class B Common Stock | $ | C | 12632840 | Acquired | Class A Common Stock (12632840) | Direct | |
| 2021-11-05 | Class B Common Stock | $ | C | 1439281 | Disposed | Class A Common Stock (1439281) | Direct | |
| 2021-11-05 | Series Seed Preferred Stock | $ | C | 29165 | Disposed | Class B Common Stock (29165) | Direct | |
| 2021-11-05 | Class B Common Stock | $ | C | 29165 | Acquired | Class A Common Stock (29165) | Direct | |
| 2021-11-05 | Series A Preferred Stock | $ | C | 4141475 | Disposed | Class B Common Stock (4141475) | Direct | |
| 2021-11-05 | Class B Common Stock | $ | C | 4141475 | Acquired | Class A Common Stock (4141475) | Direct | |
| 2021-11-05 | Class B Common Stock | $ | C | 382269 | Disposed | Class A Common Stock (382269) | Direct | |
| 2021-11-05 | Series Seed Preferred Stock | $ | C | 35925 | Disposed | Class B Common Stock (35925) | Direct | |
| 2021-11-05 | Class B Common Stock | $ | C | 35925 | Acquired | Class A Common Stock (35925) | Direct | |
| 2021-11-05 | Series A Preferred Stock | $ | C | 1568030 | Disposed | Class B Common Stock (1568030) | Direct | |
| 2021-11-05 | Class B Common Stock | $ | C | 1568030 | Acquired | Class A Common Stock (1568030) | Direct | |
| 2021-11-05 | Class B Common Stock | $ | C | 178450 | Disposed | Class A Common Stock (178450) | Direct |
Footnotes
F1: Shares are held by Maveron Equity Partners V, L.P. Maveron General Partner V, LLC is the general partner of Maveron Equity Partners V, L.P. Dan Levitan, Pete McCormick, Jason Stoffer, and David Wu are the managing members of Maveron General Partner V, LLC and share voting and investment power over the shares held by Maveron Equity Partners V, L.P.
F2: Shares are held by MEP Associates V, L.P. Maveron General Partner V, LLC is the general partner of MEP Associates V, L.P. Dan Levitan, Pete McCormick, Jason Stoffer, and David Wu are the managing members of Maveron General Partner V, LLC and share voting and investment power over the shares held by MEP Associates V, L.P.
F3: Shares are held by Maveron V Entrepreneurs' Fund, L.P. Maveron General Partner V, LLC is the general partner of Maveron V Entrepreneurs' Fund, L.P. Dan Levitan, Pete McCormick, Jason Stoffer, and David Wu are the managing members of Maveron General Partner V, LLC and share voting and investment power over the shares held by Maveron V Entrepreneurs' Fund, L.P.
F4: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.
F5: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.