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Alkermes plc. — Director's Dealing 2024
Feb 21, 2024
31048_dirs_2024-02-21_f680e18b-32e6-4293-bf03-f111299ba151.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2024-02-18
Reporting Person: LANDINE MICHAEL J (SVP, Corp Dev., Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-18 | Ordinary Shares | M | 4448 | — | Acquired | 273192 | Direct |
| 2024-02-18 | Ordinary Shares | F | 1308 | $32.18 | Disposed | 271884 | Direct |
| 2024-02-20 | Ordinary Shares | M | 5461 | — | Acquired | 277345 | Direct |
| 2024-02-20 | Ordinary Shares | F | 1606 | $30.39 | Disposed | 275739 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-17 | Employee Stock Option (Right to Buy) | $46.24 | J | 999 | Acquired | 2024-03-03 | Ordinary Shares (999) | Direct |
| 2023-11-17 | Employee Stock Option (Right to Buy) | $69.83 | J | 879 | Acquired | 2025-02-26 | Ordinary Shares (879) | Direct |
| 2023-11-17 | Employee Stock Option (Right to Buy) | $31.64 | J | 1519 | Acquired | 2026-02-28 | Ordinary Shares (1519) | Direct |
| 2023-11-17 | Employee Stock Option (Right to Buy) | $53.50 | J | 999 | Acquired | 2027-02-17 | Ordinary Shares (999) | Direct |
| 2023-11-17 | Employee Stock Option (Right to Buy) | $65.94 | J | 1089 | Acquired | 2028-02-16 | Ordinary Shares (1089) | Direct |
| 2023-11-17 | Employee Stock Option (Right to Buy) | $31.93 | J | 1811 | Acquired | 2029-02-21 | Ordinary Shares (1811) | Direct |
| 2023-11-17 | Employee Stock Option (Right to Buy) | $20.03 | J | 1790 | Acquired | 2030-02-20 | Ordinary Shares (1790) | Direct |
| 2023-11-17 | Restricted Stock Unit Award | $ | J | 107 | Acquired | Ordinary Shares (107) | Direct | |
| 2023-11-17 | Employee Stock Option (Right to Buy) | $19.34 | J | 1809 | Acquired | 2031-02-22 | Ordinary Shares (1809) | Direct |
| 2023-11-17 | Restricted Stock Unit Award | $ | J | 221 | Acquired | Ordinary Shares (221) | Direct | |
| 2023-11-17 | Employee Stock Option (Right to Buy) | $24.59 | J | 1394 | Acquired | 2032-02-18 | Ordinary Shares (1394) | Direct |
| 2023-11-17 | Restricted Stock Unit Award | $ | J | 261 | Acquired | Ordinary Shares (261) | Direct | |
| 2023-11-17 | Employee Stock Option (Right to Buy) | $26.82 | J | 1279 | Acquired | 2033-02-23 | Ordinary Shares (1279) | Direct |
| 2023-11-17 | Restricted Stock Unit Award | $ | J | 319 | Acquired | Ordinary Shares (319) | Direct | |
| 2024-02-18 | Restricted Stock Unit Award | $ | M | 4448 | Disposed | Ordinary Shares (4448) | Direct | |
| 2024-02-20 | Restricted Stock Unit Award | $ | M | 5461 | Disposed | Ordinary Shares (5461) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one ordinary share.
F2: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.
F3: These options are fully vested in accordance with their terms.
F4: Shares subject to the stock option award vest and become exercisable in four equal annual installments commencing on 2/20/2021.
F5: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/20/2021.
F6: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/22/2022.
F7: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/22/2022.
F8: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023.
F9: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.
F10: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/23/2024.
F11: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024.