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Alkermes plc. — Director's Dealing 2023
Feb 22, 2023
31048_dirs_2023-02-22_94cd3741-9ba4-4795-ad97-948050ed84cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2023-02-18
Reporting Person: Hopkinson Craig C. (EVP R&D, Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-18 | Ordinary Shares | M | 8722 | — | Acquired | 26716 | Direct |
| 2023-02-18 | Ordinary Shares | F | 2656 | $28.07 | Disposed | 24060 | Direct |
| 2023-02-20 | Ordinary Shares | M | 10095 | — | Acquired | 34155 | Direct |
| 2023-02-20 | Ordinary Shares | F | 3780 | $28.07 | Disposed | 30375 | Direct |
| 2023-02-20 | Ordinary Shares | A | 22195 | — | Acquired | 52570 | Direct |
| 2023-02-20 | Ordinary Shares | F | 6526 | $28.07 | Disposed | 46044 | Direct |
| 2023-02-21 | Ordinary Shares | M | 6875 | — | Acquired | 52919 | Direct |
| 2023-02-21 | Ordinary Shares | F | 3053 | $27.77 | Disposed | 49866 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-18 | Restricted Stock Unit Award | $ | M | 8722 | Disposed | Ordinary Shares (8722) | Direct | |
| 2023-02-20 | Restricted Stock Unit Award | $ | M | 10095 | Disposed | Ordinary Shares (10095) | Direct | |
| 2023-02-21 | Restricted Stock Unit Award | $ | M | 6875 | Disposed | Ordinary Shares (6875) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one ordinary share.
F2: These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 20, 2020 with a three-year performance period that ended on December 31, 2022 (the "2020 PRSUs"). The vesting of this portion of the 2020 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2020 PRSUs.
F3: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.
F4: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/20/2021.
F5: This award is fully vested in accordance with its terms.