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Alkermes plc. — Director's Dealing 2023
May 10, 2023
31048_dirs_2023-05-10_a1af12b8-d5d0-4d91-b8da-8afc36d9ecb7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2023-05-09
Reporting Person: Wysenski Nancy (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-09 | Ordinary Shares | M | 35000 | $31.13 | Acquired | 50829 | Direct |
| 2023-05-09 | Ordinary Shares | M | 6250 | $31.13 | Acquired | 57079 | Direct |
| 2023-05-09 | Ordinary Shares | S | 41250 | $31.2433 | Disposed | 15829 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-09 | Non Qualified Stock Option (Right to Buy) | $31.13 | M | 35000 | Disposed | 2023-05-15 | Ordinary Shares (35000) | Direct |
| 2023-05-09 | Non Qualified Stock Option (Right to Buy) | $31.13 | M | 6250 | Disposed | 2023-05-15 | Ordinary Shares (6250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 11242 | Indirect |
Footnotes
F1: This exercise and sale of options was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2023. These options were scheduled to expire on May 15, 2023.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.23 to $31.33. Full information regarding the number of shares sold at each separate price can be provided to the issuer, any security holder of the issuer or the SEC staff upon request.
F3: The reporting person is a trustee and a beneficiary of The Nancy J. Wysenski Revocable Trust, established on September 23, 2014 ("The Nancy J. Wysenski Revocable Trust").
F4: These options are fully vested in accordance with their terms.