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Alkermes plc. — Director's Dealing 2022
Feb 23, 2022
31048_dirs_2022-02-23_f33300ca-d4cc-44ed-b4f4-49d66d353b79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2022-02-18
Reporting Person: Gaffin David Joseph (SVP, CLO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-20 | Ordinary Shares | M | 7036 | — | Acquired | 89831 | Direct |
| 2022-02-20 | Ordinary Shares | F | 2061 | $25.08 | Disposed | 87770 | Direct |
| 2022-02-21 | Ordinary Shares | M | 6875 | — | Acquired | 94645 | Direct |
| 2022-02-21 | Ordinary Shares | F | 2022 | $25.08 | Disposed | 92623 | Direct |
| 2022-02-22 | Ordinary Shares | M | 7286 | — | Acquired | 99909 | Direct |
| 2022-02-22 | Ordinary Shares | F | 2143 | $25.01 | Disposed | 97766 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-18 | Employee Stock Option (Right to Buy) | $25.08 | A | 99682 | Acquired | 2032-02-18 | Ordinary Shares (99682) | Direct |
| 2022-02-18 | Restricted Stock Unit Award | $0 | A | 24921 | Acquired | Ordinary Shares (24921) | Direct | |
| 2022-02-20 | Restricted Stock Unit Award | $0 | M | 7036 | Disposed | Ordinary Shares (7036) | Direct | |
| 2022-02-21 | Restricted Stock Unit Award | $0 | M | 6875 | Disposed | Ordinary Shares (6875) | Direct | |
| 2022-02-22 | Restricted Stock Unit Award | $0 | M | 7286 | Disposed | Ordinary Shares (7286) | Direct |
Footnotes
F1: Restricted stock units convert into ordinary shares on a one-for-one basis.
F2: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023.
F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023.
F4: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.
F5: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.
F6: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.