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Alkermes plc. — Director's Dealing 2021
Jun 9, 2021
31048_dirs_2021-06-08_4cabf070-6961-410d-8ffd-631e0f7964c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2021-06-07
Reporting Person: Gaffin David Joseph (SVP, CLO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-07 | Ordinary Shares | M | 13500 | $16.55 | Acquired | 88097 | Direct |
| 2021-06-07 | Ordinary Shares | S | 13500 | $24.00 | Disposed | 74597 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-07 | Employee Stock Option (Right to Buy) | $16.55 | M | 13500 | Disposed | 2022-05-21 | Ordinary Shares (13500) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: These options are fully vested in accordance with their terms.
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