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Alkermes plc. — Director's Dealing 2021
Aug 20, 2021
31048_dirs_2021-08-20_6ef94528-7f2a-4362-8531-f490a902d3ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2021-08-19
Reporting Person: Brown Iain Michael (SVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-19 | Ordinary Shares | M | 40000 | $16.55 | Acquired | 82980 | Direct |
| 2021-08-19 | Ordinary Shares | S | 40000 | $29.99 | Disposed | 42980 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-19 | Employee Stock Option (Right to Buy) | $16.55 | M | 40000 | Disposed | 2022-05-21 | Ordinary Shares (40000) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Since the date of the reporting person's last ownership report, the reporting person transferred 5,382 ordinary shares to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.
F3: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F4: These options are fully vested in accordance with their terms.