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Alkermes plc. Director's Dealing 2020

Feb 18, 2020

31048_dirs_2020-02-18_7f7c1d19-2d77-4072-9dc1-9e5fb229b116.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2020-02-16

Reporting Person: FRATES JAMES M (SVP, Alks Inc; CFO ALKS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-16 Ordinary Shares M 3375 Acquired 61631 Direct
2020-02-16 Ordinary Shares F 1172 $17.77 Disposed 60459 Direct
2020-02-17 Ordinary Shares M 3000 Acquired 63459 Direct
2020-02-17 Ordinary Shares F 904 $17.77 Disposed 62555 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-16 Restricted Stock Unit Award $0 M 3375 Disposed Ordinary Shares (3375) Direct
2020-02-17 Restricted Stock Unit Award $0 M 3000 Disposed Ordinary Shares (3000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 1669 Indirect
Ordinary Shares 150000 Indirect
Ordinary Shares 4000 Indirect

Footnotes

F1: Shares held by James M. Frates 2018 Grantor Retained Annuity Trust No. 2 dated May 25, 2018 (the "2018 GRAT No. 2"). The Reporting Person is a trustee and beneficiary of the 2018 GRAT No. 2 and may be deemed to hold voting and dispositive
power with regard to the reported shares held by the 2018 GRAT No. 2.

F2: Shares held by the 2019 GRAT No. 1. The Reporting Person is a trustee and beneficiary of the 2019 GRAT No. 1 and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2019 GRAT No. 1.

F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

F4: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.