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Alkermes plc. — Director's Dealing 2020
Mar 19, 2020
31048_dirs_2020-03-19_1577af5c-0e6a-4e55-99c9-f40e4739e776.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2020-03-19
Reporting Person: POPS RICHARD F (Director, Director and CEO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-19 | Ordinary Shares | M | 75000 | $11.74 | Acquired | 834094 | Direct |
| 2020-03-19 | Ordinary Shares | S | 10346 | $13.4223 | Disposed | 823748 | Direct |
| 2020-03-19 | Ordinary Shares | S | 48668 | $14.5099 | Disposed | 775080 | Direct |
| 2020-03-19 | Ordinary Shares | S | 15986 | $15.0377 | Disposed | 759094 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-19 | Employee Stock Option (Right to Buy) | $11.74 | M | 75000 | Disposed | 2020-05-17 | Ordinary Shares (75000) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/1/19.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/1/19.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.8601 to $13.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.86 to $14.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.86 to $15.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: These options are fully vested in accordance with their terms.