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Alkermes plc. — Director's Dealing 2020
May 14, 2020
31048_dirs_2020-05-14_a73f295d-3520-4838-a07c-b219c046bada.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2020-05-14
Reporting Person: FRATES JAMES M (SVP, Alks Inc; CFO ALKS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-14 | Ordinary Shares | M | 21983 | $11.74 | Acquired | 91828 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-14 | Employee Stock Option (Right to Buy) | $11.74 | M | 21983 | Disposed | 2020-05-17 | Ordinary Shares (21983) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1669 | Indirect |
| Ordinary Shares | 150000 | Indirect |
| Ordinary Shares | 4000 | Indirect |
Footnotes
F1: Shares held by James M. Frates 2018 Grantor Retained Annuity Trust No. 2 dated May 25, 2018 (the "2018 GRAT No. 2"). The Reporting Person is a trustee and beneficiary of the 2018 GRAT No. 2 and may be deemed to hold voting and dispositive
power with regard to the reported shares held by the 2018 GRAT No. 2.
F2: Shares held by the 2019 GRAT No. 1. The Reporting Person is a trustee and beneficiary of the 2019 GRAT No. 1 and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2019 GRAT No. 1.
F3: These options are fully vested in accordance with their terms.