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Alkermes plc. — Director's Dealing 2020
May 14, 2020
31048_dirs_2020-05-14_953950ca-2cfd-4b74-bcb6-5bfee613beaf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2020-05-13
Reporting Person: Brown Iain Michael (SVP Finance & CAO, Alks Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-13 | Ordinary Shares | M | 6250 | $11.74 | Acquired | 44831 | Direct |
| 2020-05-13 | Ordinary Shares | S | 6250 | $15.3909 | Disposed | 38581 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-13 | Employee Stock Option (Right to Buy) | $11.74 | M | 6250 | Disposed | 2020-05-17 | Ordinary Shares (6250) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2020.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2020.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.15 to $15.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.