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Alkermes plc. — Director's Dealing 2020
Oct 2, 2020
31048_dirs_2020-10-02_f0d7d2d8-10d0-4987-b5df-bb0172af4f2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2020-10-01
Reporting Person: MITCHELL PAUL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Ordinary Shares | M | 20000 | $14.92 | Acquired | 27000 | Indirect |
| 2020-10-01 | Ordinary Shares | S | 20000 | $16.6131 | Disposed | 7000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Non Qualified Stock Option (Right to Buy) | $14.92 | M | 20000 | Disposed | 2020-10-05 | Ordinary Shares (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 8000 | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/6/2019.
F2: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").
F3: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/6/2019.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.48 to $16.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: These options are fully vested in accordance with their terms.