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Alkermes plc. Director's Dealing 2020

Oct 2, 2020

31048_dirs_2020-10-02_f0d7d2d8-10d0-4987-b5df-bb0172af4f2c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2020-10-01

Reporting Person: MITCHELL PAUL J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-01 Ordinary Shares M 20000 $14.92 Acquired 27000 Indirect
2020-10-01 Ordinary Shares S 20000 $16.6131 Disposed 7000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-01 Non Qualified Stock Option (Right to Buy) $14.92 M 20000 Disposed 2020-10-05 Ordinary Shares (20000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 8000 Direct

Footnotes

F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/6/2019.

F2: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").

F3: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/6/2019.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.48 to $16.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5: These options are fully vested in accordance with their terms.