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Alkermes plc. Director's Dealing 2019

Mar 4, 2019

31048_dirs_2019-03-04_8b11e371-a2a8-47a3-ab9c-55665b0eb226.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2019-03-01

Reporting Person: FRATES JAMES M (SVP, Alks Inc; CFO ALKS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-01 Ordinary Shares M 4500 Acquired 51044 Direct
2019-03-01 Ordinary Shares F 1323 $34.44 Disposed 49721 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-01 Restricted Stock Unit Award $0 M 4500 Disposed Ordinary Shares (4500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 4000 Indirect
Ordinary Shares 17204 Indirect
Ordinary Shares 80000 Indirect
Ordinary Shares 45000 Indirect

Footnotes

F1: Shares held by James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "2014 GRAT"). The Reporting Person is a trustee and beneficiary of the 2014 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2014 GRAT.

F2: Shares held by the James M. Frates 2018 Grantor Retained Annuity Trust No. 1 dated February 22, 2018 (the "2018 GRAT No. 1"). The Reporting Person is a trustee and beneficiary of the 2018 GRAT No. 1 and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2018 GRAT No. 1.

F3: Shares held by James M. Frates 2018 Grantor Retained Annuity Trust No. 2 dated May 25, 2018 (the "2018 GRAT No. 2"). The Reporting Person is a trustee and beneficiary of the 2018 GRAT No. 2 and may be deemed to hold voting and dispositive
power with regard to the reported shares held by the 2018 GRAT No. 2.

F4: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.