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Alkermes plc. — Director's Dealing 2019
Mar 14, 2019
31048_dirs_2019-03-14_a568568b-8d68-407e-86f7-2322783dd814.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2019-03-12
Reporting Person: POPS RICHARD F (Director, Director and CEO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-12 | Ordinary Shares | M | 44171 | $8.55 | Acquired | 760604 | Direct |
| 2019-03-12 | Ordinary Shares | S | 44171 | $33.2446 | Disposed | 716433 | Direct |
| 2019-03-13 | Ordinary Shares | M | 15829 | $8.55 | Acquired | 732262 | Direct |
| 2019-03-13 | Ordinary Shares | S | 15829 | $33.5135 | Disposed | 716433 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-12 | Employee Stock Option (Right to Buy) | $8.55 | M | 44171 | Disposed | 2019-05-26 | Ordinary Shares (44171) | Direct |
| 2019-03-13 | Employee Stock Option (Right to Buy) | $8.55 | M | 15829 | Disposed | 2019-05-26 | Ordinary Shares (15829) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.8475 to $33.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.07 to $33.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: These options are fully vested in accordance with their terms.