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Alkermes plc. — Director's Dealing 2019
Apr 3, 2019
31048_dirs_2019-04-02_2530bebc-7ab5-4bea-8079-f285fd055d36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2019-04-01
Reporting Person: MITCHELL PAUL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-01 | Ordinary Shares | M | 1000 | $8.98 | Acquired | 1000 | Indirect |
| 2019-04-01 | Ordinary Shares | S | 1000 | $36.64 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-01 | Non Qualified Stock Option (Right to Buy) | $8.98 | M | 1000 | Disposed | 2019-10-06 | Ordinary Shares (1000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 8000 | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17.
F2: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").
F3: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/12/17.
F4: These options are fully vested in accordance with their terms.
F5: These options were transferred from the reporting person to The Paul J. Mitchell Trust on December 11, 2017.