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Alkermes plc. — Director's Dealing 2019
May 25, 2019
31048_dirs_2019-05-24_9457ba43-c4e2-4787-8fde-296ffdf554be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2019-05-16
Reporting Person: POPS RICHARD F (Director, Director and CEO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-16 | Ordinary Shares | M | 60000 | $8.55 | Acquired | 776433 | Direct |
| 2019-05-16 | Ordinary Shares | S | 60000 | $25.4213 | Disposed | 716433 | Direct |
| 2019-05-23 | Ordinary Shares | M | 50000 | $8.55 | Acquired | 766433 | Direct |
| 2019-05-23 | Ordinary Shares | S | 50000 | $24.223 | Disposed | 716433 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-16 | Employee Stock Option (Right to Buy) | $8.55 | M | 60000 | Disposed | 2019-05-26 | Ordinary Shares (60000) | Direct |
| 2019-05-23 | Employee Stock Option (Right to Buy) | $8.55 | M | 50000 | Disposed | 2019-05-26 | Ordinary Shares (50000) | Direct |
Footnotes
F1: Late filing due to administrative error.
F2: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.
F3: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/18.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.27 to $25.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.02 to $24.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: These options are fully vested in accordance with their terms.