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Alkermes plc. Director's Dealing 2018

Feb 21, 2018

31048_dirs_2018-02-21_2e999dc4-6ba2-4e94-b294-7078ca64ae73.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2018-02-16

Reporting Person: BIBERSTEIN KATHRYN L (EVP/CAO/CCO/CRO Alks Inc;)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-17 Ordinary Shares M 3750 Acquired 15974 Direct
2018-02-17 Ordinary Shares F 1148 $67.26 Disposed 14826 Direct
2018-02-20 Ordinary Shares M 6582 $11.74 Acquired 21408 Direct
2018-02-20 Ordinary Shares M 3588 $18.105 Acquired 24996 Direct
2018-02-20 Ordinary Shares M 4107 $16.55 Acquired 29103 Direct
2018-02-20 Ordinary Shares M 2965 $33.72 Acquired 32068 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-16 Restricted Stock Unit Award $0 A 17500 Acquired Ordinary Shares (17500) Direct
2018-02-16 Employee Stock Option (Right to Buy) $67.26 A 71000 Acquired 2028-02-16 Ordinary Shares (71000) Direct
2018-02-17 Restricted Stock Unit Award $0 M 3750 Disposed Ordinary Shares (3750) Direct
2018-02-20 Employee Stock Option (Right to Buy) $11.74 M 6582 Disposed 2020-05-17 Ordinary Shares (6582) Direct
2018-02-20 Employee Stock Option (Right to Buy) $18.105 M 3588 Disposed 2021-05-20 Ordinary Shares (3588) Direct
2018-02-20 Employee Stock Option (Right to Buy) $16.55 M 4107 Disposed 2022-05-21 Ordinary Shares (4107) Direct
2018-02-20 Employee Stock Option (Right to Buy) $33.72 M 2965 Disposed 2023-05-28 Ordinary Shares (2965) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 28856 Indirect
Ordinary Shares 113017 Indirect

Footnotes

F1: Shares held by the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT"). The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.

F2: Shares held by the Kathryn L. Biberstein 2017 Annuity Trust dated December 11, 2017 (the "2017 GRAT"). The Reporting Person is a trustee and beneficiary of the 2017 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2017 GRAT.

F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.

F4: Shares subject to the stock option award vest in four equal annual installments commencing on 2/16/2019.

F5: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.

F6: These options are fully vested in accordance with their terms.