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Alkermes plc. — Director's Dealing 2018
Feb 21, 2018
31048_dirs_2018-02-21_2e999dc4-6ba2-4e94-b294-7078ca64ae73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2018-02-16
Reporting Person: BIBERSTEIN KATHRYN L (EVP/CAO/CCO/CRO Alks Inc;)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-17 | Ordinary Shares | M | 3750 | — | Acquired | 15974 | Direct |
| 2018-02-17 | Ordinary Shares | F | 1148 | $67.26 | Disposed | 14826 | Direct |
| 2018-02-20 | Ordinary Shares | M | 6582 | $11.74 | Acquired | 21408 | Direct |
| 2018-02-20 | Ordinary Shares | M | 3588 | $18.105 | Acquired | 24996 | Direct |
| 2018-02-20 | Ordinary Shares | M | 4107 | $16.55 | Acquired | 29103 | Direct |
| 2018-02-20 | Ordinary Shares | M | 2965 | $33.72 | Acquired | 32068 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-16 | Restricted Stock Unit Award | $0 | A | 17500 | Acquired | Ordinary Shares (17500) | Direct | |
| 2018-02-16 | Employee Stock Option (Right to Buy) | $67.26 | A | 71000 | Acquired | 2028-02-16 | Ordinary Shares (71000) | Direct |
| 2018-02-17 | Restricted Stock Unit Award | $0 | M | 3750 | Disposed | Ordinary Shares (3750) | Direct | |
| 2018-02-20 | Employee Stock Option (Right to Buy) | $11.74 | M | 6582 | Disposed | 2020-05-17 | Ordinary Shares (6582) | Direct |
| 2018-02-20 | Employee Stock Option (Right to Buy) | $18.105 | M | 3588 | Disposed | 2021-05-20 | Ordinary Shares (3588) | Direct |
| 2018-02-20 | Employee Stock Option (Right to Buy) | $16.55 | M | 4107 | Disposed | 2022-05-21 | Ordinary Shares (4107) | Direct |
| 2018-02-20 | Employee Stock Option (Right to Buy) | $33.72 | M | 2965 | Disposed | 2023-05-28 | Ordinary Shares (2965) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 28856 | Indirect |
| Ordinary Shares | 113017 | Indirect |
Footnotes
F1: Shares held by the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT"). The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.
F2: Shares held by the Kathryn L. Biberstein 2017 Annuity Trust dated December 11, 2017 (the "2017 GRAT"). The Reporting Person is a trustee and beneficiary of the 2017 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2017 GRAT.
F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.
F4: Shares subject to the stock option award vest in four equal annual installments commencing on 2/16/2019.
F5: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.
F6: These options are fully vested in accordance with their terms.