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Alkermes plc. — Director's Dealing 2018
Feb 22, 2018
31048_dirs_2018-02-21_26052dbe-c465-4f33-b305-370c5cc9edd0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2018-02-16
Reporting Person: Stejbach Mark (SVP/Chief Comm Off, Alks Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-16 | Ordinary Shares | M | 10880 | $17.30 | Acquired | 54893 | Direct |
| 2018-02-16 | Ordinary Shares | S | 10880 | $70.5048 | Disposed | 44013 | Direct |
| 2018-02-17 | Ordinary Shares | M | 3000 | — | Acquired | 47013 | Direct |
| 2018-02-17 | Ordinary Shares | F | 884 | $67.26 | Disposed | 46129 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-16 | Employee Stock Option (Right to Buy) | $17.30 | M | 10880 | Disposed | 2022-03-07 | Ordinary Shares (10880) | Direct |
| 2018-02-16 | Employee Stock Option (Right to Buy) | $67.26 | A | 54500 | Acquired | 2028-02-16 | Ordinary Shares (54500) | Direct |
| 2018-02-16 | Restricted Stock Unit Award | $0 | A | 13500 | Acquired | Ordinary Shares (13500) | Direct | |
| 2018-02-17 | Restricted Stock Unit Award | $0 | M | 3000 | Disposed | Ordinary Shares (3000) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/5/17.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/5/17.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.14 to $70.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.
F5: Shares subject to the stock option award vest in four equal annual installments commencing on 2/16/2019.
F6: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19.
F7: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18.