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Alkermes plc. — Director's Dealing 2018
Mar 5, 2018
31048_dirs_2018-03-05_946196e1-09ba-46d4-8ee2-9296778e2e88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2018-03-01
Reporting Person: BIBERSTEIN KATHRYN L (EVP/CAO/CCO/CRO Alks Inc;)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-01 | Ordinary Shares | M | 5750 | — | Acquired | 40463 | Direct |
| 2018-03-01 | Ordinary Shares | F | 2207 | $57.41 | Disposed | 38256 | Direct |
| 2018-03-03 | Ordinary Shares | M | 3500 | — | Acquired | 41756 | Direct |
| 2018-03-03 | Ordinary Shares | F | 1556 | $60.05 | Disposed | 40200 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-01 | Restricted Stock Unit Award | $0 | M | 5750 | Disposed | Ordinary Shares (5750) | Direct | |
| 2018-03-03 | Restricted Stock Unit Award | $0 | M | 3500 | Disposed | Ordinary Shares (3500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 28856 | Indirect |
| Ordinary Shares | 113017 | Indirect |
Footnotes
F1: Shares held by the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT"). The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.
F2: Shares held by the Kathryn L. Biberstein 2017 Annuity Trust dated December 11, 2017 (the "2017 GRAT"). The Reporting Person is a trustee and beneficiary of the 2017 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2017 GRAT.
F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.
F4: This RSU award is fully vested in accordance with its terms.