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Alkermes plc. Director's Dealing 2018

Mar 6, 2018

31048_dirs_2018-03-05_47102bd4-a0f3-4d26-8978-d3490ff4ae00.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2018-03-01

Reporting Person: FRATES JAMES M (SVP, Alks Inc; CFO ALKS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-01 Ordinary Shares M 4500 Acquired 83882 Direct
2018-03-01 Ordinary Shares F 1326 $57.41 Disposed 82556 Direct
2018-03-03 Ordinary Shares M 2813 Acquired 85369 Direct
2018-03-03 Ordinary Shares F 1029 $60.05 Disposed 84340 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-01 Restricted Stock Unit Award $0 M 4500 Disposed Ordinary Shares (4500) Direct
2018-03-03 Restricted Stock Unit Award $0 M 2813 Disposed Ordinary Shares (2813) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 4000 Indirect
Ordinary Shares 31940 Indirect
Ordinary Shares 80000 Indirect

Footnotes

F1: Shares held by James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "2014 GRAT"). The Reporting Person is a trustee and beneficiary of the 2014 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2014 GRAT.

F2: Shares held by the James M. Frates 2018 Grantor Retained Annuity Trust No. 1 dated February 22, 2018 (the "2018 GRAT No. 1"). The Reporting Person is a trustee and beneficiary of the 2018 GRAT No. 1 and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2018 GRAT No. 1.

F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

F4: This RSU award is fully vested in accordance with its terms.