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Alkermes plc. — Director's Dealing 2018
May 3, 2018
31048_dirs_2018-05-03_ab8568f8-477b-4683-8b92-cdafaab9523e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2018-05-01
Reporting Person: POPS RICHARD F (Director, Director and CEO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-01 | Ordinary Shares | M | 50000 | $12.29 | Acquired | 716352 | Direct |
| 2018-05-01 | Ordinary Shares | S | 49100 | $44.0116 | Disposed | 667252 | Direct |
| 2018-05-01 | Ordinary Shares | S | 900 | $44.6633 | Disposed | 666352 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-01 | Employee Stock Option (Right to Buy) | $12.29 | M | 50000 | Disposed | 2018-05-27 | Ordinary Shares (50000) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/6/18.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/6/18.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.52 to $44.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.53 to $44.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: These options are fully vested in accordance with their terms.