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Alkermes plc. — Director's Dealing 2017
Jan 4, 2017
31048_dirs_2017-01-04_9a2bb20c-e585-4fe7-b7c0-0ae85321727e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2017-01-03
Reporting Person: Gaffin David Joseph (SVP, CLO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Ordinary Shares | M | 2250 | $15.95 | Acquired | 27207 | Direct |
| 2017-01-03 | Ordinary Shares | M | 250 | $14.13 | Acquired | 27457 | Direct |
| 2017-01-03 | Ordinary Shares | S | 2500 | $55.40 | Disposed | 24957 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-03 | Employee Stock Option (Right to Buy) | $15.95 | M | 2250 | Disposed | 2017-06-01 | Ordinary Shares (2250) | Direct |
| 2017-01-03 | Employee Stock Option (Right to Buy) | $14.13 | M | 250 | Disposed | 2017-11-05 | Ordinary Shares (250) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: These options are fully vested in accordance with their terms.
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