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Alkermes plc. — Director's Dealing 2017
Jan 7, 2017
31048_dirs_2017-01-06_30463e61-8a0f-49d6-a931-f44d3fed304c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2017-01-04
Reporting Person: Ehrich Elliot (EVP, R&D & CMO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-04 | Ordinary Shares | M | 7500 | $18.105 | Acquired | 60140 | Direct |
| 2017-01-04 | Ordinary Shares | S | 5000 | $58.8252 | Disposed | 55140 | Direct |
| 2017-01-04 | Ordinary Shares | S | 2500 | $60.0088 | Disposed | 52640 | Direct |
| 2017-01-05 | Ordinary Shares | M | 400 | $18.105 | Acquired | 53040 | Direct |
| 2017-01-05 | Ordinary Shares | S | 400 | $60.0775 | Disposed | 52640 | Direct |
| 2017-01-06 | Ordinary Shares | M | 2100 | $18.105 | Acquired | 54740 | Direct |
| 2017-01-06 | Ordinary Shares | S | 2100 | $60.1173 | Disposed | 52640 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-04 | Employee Stock Option (Right to Buy) | $18.105 | M | 7500 | Disposed | 2021-05-20 | Ordinary Shares (7500) | Direct |
| 2017-01-05 | Employee Stock Option (Right to Buy) | $18.105 | M | 400 | Disposed | 2021-05-20 | Ordinary Shares (400) | Direct |
| 2017-01-06 | Employee Stock Option (Right to Buy) | $18.105 | M | 2100 | Disposed | 2021-05-20 | Ordinary Shares (2100) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.80 to $59.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
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F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F7: These options are fully vested in accordance with their terms.