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Alkermes plc. — Director's Dealing 2017
Mar 22, 2017
31048_dirs_2017-03-22_8ea1abe7-2286-49d9-b7f4-f6f2bdf6ef2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2017-03-20
Reporting Person: Cooke Shane (President, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-20 | Ordinary Shares | M | 100 | $14.60 | Acquired | 72048 | Direct |
| 2017-03-20 | Ordinary Shares | M | 200 | $16.55 | Acquired | 72248 | Direct |
| 2017-03-20 | Ordinary Shares | S | 300 | $60.00 | Disposed | 71948 | Direct |
| 2017-03-21 | Ordinary Shares | M | 700 | $14.60 | Acquired | 72648 | Direct |
| 2017-03-21 | Ordinary Shares | M | 900 | $16.55 | Acquired | 73548 | Direct |
| 2017-03-21 | Ordinary Shares | S | 1600 | $60.1015 | Disposed | 71948 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-20 | Employee Stock Option (Right to Buy) | $14.60 | M | 100 | Disposed | 2021-10-05 | Ordinary Shares (100) | Direct |
| 2017-03-20 | Employee Stock Option (Right to Buy) | $16.55 | M | 200 | Disposed | 2022-05-21 | Ordinary Shares (200) | Direct |
| 2017-03-21 | Employee Stock Option (Right to Buy) | $14.60 | M | 700 | Disposed | 2021-10-05 | Ordinary Shares (700) | Direct |
| 2017-03-21 | Employee Stock Option (Right to Buy) | $16.55 | M | 900 | Disposed | 2022-05-21 | Ordinary Shares (900) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.02 to $60.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.