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Alkermes plc. — Director's Dealing 2017
May 19, 2017
31048_dirs_2017-05-19_c1eaff66-26fd-4a97-8046-1d4d94466a7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2017-05-17
Reporting Person: POPS RICHARD F (Director, Director and CEO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-17 | Ordinary Shares | M | 50000 | $15.95 | Acquired | 680406 | Direct |
| 2017-05-17 | Ordinary Shares | S | 11655 | $57.2336 | Disposed | 668751 | Direct |
| 2017-05-17 | Ordinary Shares | S | 32406 | $58.3731 | Disposed | 636345 | Direct |
| 2017-05-17 | Ordinary Shares | S | 5939 | $59.0576 | Disposed | 630406 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-17 | Non Qualified Stock Option (Right to Buy) | $15.95 | M | 50000 | Disposed | 2017-06-01 | Ordinary Shares (50000) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/6/15.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/6/15.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.86 to $57.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.86 to $58.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.86 to $59.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: These options are fully vested in accordance with their terms.