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Alkermes plc. — Director's Dealing 2017
Sep 13, 2017
31048_dirs_2017-09-13_5575a3b7-7f86-4435-988a-e99e8524b4e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2017-09-11
Reporting Person: BIBERSTEIN KATHRYN L (EVP/CAO/CCO Alks Inc; Sec ALKS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-11 | Ordinary Shares | M | 13566 | $14.13 | Acquired | 70455 | Direct |
| 2017-09-11 | Ordinary Shares | S | 11067 | $51.1826 | Disposed | 59388 | Direct |
| 2017-09-11 | Ordinary Shares | S | 2499 | $51.7724 | Disposed | 56889 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-11 | Employee Stock Option (Right to Buy) | $14.13 | M | 13566 | Disposed | 2017-11-05 | Ordinary Shares (13566) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 36848 | Indirect |
| Ordinary Shares | 57152 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/16.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/16.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.55 to $51.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.605 to $51.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
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F5: Shares held by the Kathryn L. Biberstein 2015 Annuity Trust dated December 11, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
F6: Shares held by the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT"). The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.
F7: These options are fully vested in accordance with their terms.