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Alkermes plc. — Director's Dealing 2017
Sep 19, 2017
31048_dirs_2017-09-18_d76786f0-9aa1-4bb1-be63-f85fe4290f3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2017-09-15
Reporting Person: BIBERSTEIN KATHRYN L (EVP/CAO/CCO Alks Inc; Sec ALKS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-15 | Ordinary Shares | M | 1935 | $11.74 | Acquired | 58824 | Direct |
| 2017-09-15 | Ordinary Shares | F | 435 | $52.22 | Disposed | 58389 | Direct |
| 2017-09-15 | Ordinary Shares | M | 1935 | $18.105 | Acquired | 60324 | Direct |
| 2017-09-15 | Ordinary Shares | F | 670 | $52.22 | Disposed | 59654 | Direct |
| 2017-09-15 | Ordinary Shares | M | 1935 | $16.55 | Acquired | 61589 | Direct |
| 2017-09-15 | Ordinary Shares | F | 613 | $52.22 | Disposed | 60976 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-15 | Employee Stock Option (Right to Buy) | $11.74 | M | 1935 | Disposed | 2020-05-17 | Ordinary Shares (1935) | Direct |
| 2017-09-15 | Employee Stock Option (Right to Buy) | $18.105 | M | 1935 | Disposed | 2021-05-20 | Ordinary Shares (1935) | Direct |
| 2017-09-15 | Employee Stock Option (Right to Buy) | $16.55 | M | 1935 | Disposed | 2022-05-21 | Ordinary Shares (1935) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 36848 | Indirect |
| Ordinary Shares | 57152 | Indirect |
Footnotes
F1: Shares held by the Kathryn L. Biberstein 2015 Annuity Trust dated December 11, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
F2: Shares held by the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT"). The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.
F3: These options are fully vested in accordance with their terms.